behavioral regulation meaning in English
行为调节
Examples
- In order to improve the efficiency of regulation and adapt the challenge from entry into wto , universal banking and stock trading on line , our country ' s securities regulations must be reformed . so we should balance justice , efficiency and stability of regulation object ; emphasize the integration between institutional supervision and functional supervision ; deregulate market entry , business scope and trading commission and emphasize behavioral regulation , prudential regulation and protective regulation ; and improve governmental regulation , self - regulation and the co - ordination of international securities regulation
即在规制目标上要注重公平性、效率性和稳定性的权衡,在规制体制上要积极探索机构监管与功能监管相结合的途径并加强各监管机构之间的协调,在规制内容上应在逐步放松对市场进入、业务范围和佣金费率规制的同时,进一步强化证券业的行为规制、审慎性规制和保护性规制,在规制方式上要在完善政府外部监管的同时进一步加强行业自律管理和国际监管合作。 - The regulation methods may be divided into prudential regulation and opportunist behavioral regulation , the former regulates the financial risk and normal management ability of futures brokerage firms , including regulation of market access , on - going operation and market withdraw , the latter regulates the violation of rules and regulations , the opportunist behaviors that do harm to the public but benefit themselves
中国期货公司监管的主体是中国证监会;监管的类型分为审慎性监管和机会主义监管,前者对期货公司的财务风险和正常的经营能力进行监管,包括市场准入、持续经营和市场退出的监管,后者是对期货公司违规违法、损人利己的机会主义行为的监管。